DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lumin Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sandra Marie Kerr | Baron Wealth Management, LLC independent RIA | Lumin Financial, LLC independent RIA | RIA to RIA | Nov 1, 2019 | Jan 14, 2020 (74 d) |
| Jalen Garrett | Mercer Global Advisors Inc. independent RIA | Lumin Financial, LLC independent RIA | RIA to RIA | Feb 13, 2019 | Feb 3, 2021 (721 d) |
| Victor Hayes Hicks | Raymond James Financial Services Advisors, Inc other | Lumin Financial, LLC other | Other | Mar 3, 2011 | Sep 20, 2010 |
| Naoko Mckelvey | Raymond James Financial Services Advisors, Inc other | Lumin Financial, LLC other | Other | Mar 3, 2011 | Sep 20, 2010 |
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4 moves match.