DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Your Retirement Coach
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Robert Richter | Charles Schwab & Co., Inc. national BD | Your Retirement Coach independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Feb 2, 2024 (170 d) |
| Roxane Sue Dimon | Mccormack Financial Planning Inc. other | Your Retirement Coach independent RIA | Other | Mar 15, 2019 | Mar 25, 2019 |
| Seth Taylor Adams | Park Avenue Securities LLC BD affiliated | Your Retirement Coach independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2018 | Apr 1, 2019 (221 d) |
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3 moves match.