DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Strategic Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brendan William Tully | Touchstone Advisors Inc asset manager | Strategic Wealth Management Group independent RIA | Other | May 12, 2022 | Apr 21, 2022 |
| Justin Roy Hod | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Strategic Wealth Management Group independent RIA | Wirehouse to independent RIA | Sep 27, 2021 | Sep 21, 2021 |
| Robert Peter Goodman | Edward Jones national BD | Strategic Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2012 | Apr 29, 2021 (3348 d) |
| Melvin Rokeach | Park Avenue Securities LLC other | Strategic Wealth Management Group independent RIA | Other | Feb 4, 2003 | May 29, 2021 (6689 d) |
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4 moves match.