DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Strategic Wealth Management Group
Legal name Strategic Advisors LLC
Latest filing Jul 28, 2026
First filing on the tape Mar 21, 2012 · 38 filings
SEC status approved since May 16, 2005
RAUM
$833M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$799M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$208M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$833M as of Jul 28, 2026
Mar 21, 2012$158M then
HNW client RAUM$755M as of Jul 28, 2026
Mar 28, 2018$255M then
State-registered IARs (5.B.3)5 as of Jul 28, 2026
Mar 15, 20130 then
Employees (5.A)7 as of Jul 28, 2026
Mar 15, 20136 then
Private funds: no history
RAUM +9.8% over the last fiscal year+14% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- $208MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $936,885derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$755M91%
- Individuals$43.7M5.2%
- Pension and profit-sharing plans$30.4M3.7%
- Charitable organizations$3.8M0.5%
- Individual clients
- 177reported
- HNW clients
- 155reported
- Pension plan clients
- 13reported
- Charitable clients
- 6reported
- Accounts
- 889reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lawrence Evan MayCertified Financial Planner | New York, Ny | Apr 12, 2021 | 46 y | 1 |
| Robert Peter Goodman | New York, Ny | Apr 29, 2021 | 37 y | 1 |
| Melvin Rokeach | New York, Ny | May 29, 2021 | 26 y | 1 |
| Jill Christine Ganey | New York, Ny | Jan 5, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount2 left over 36 months
Left, latest
- Justin Roy Hod to Revel Wealth ManagementMar 10, 2026 · RIA to a newly registered adviser
- Brendan William Tully to Wealth Enhancement Advisory Services, LLCJan 7, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Brendan William Tully from Touchstone Advisors IncApr 21, 2022 · Other
- Justin Roy Hod from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 21, 2021 · Wirehouse to independent RIA
- Melvin Rokeach from Park Avenue Securities LLCMay 29, 2021 · Other
- Robert Peter Goodman from Edward JonesApr 29, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Evan Lawrence May · President, Managing Member/Chief Compliance Officercontrolsince 11/1999 · owns 75% or more
Related persons
Schedule D 7.A
- May Capital Group, L.L.C.broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 4 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 850 to 889Nov 10, 2025 to Feb 27, 2026
- Advisory employees · 4 to 5Nov 10, 2025 to Feb 27, 2026
- Charity clients · unset to 6.0Nov 10, 2025 to Feb 27, 2026
- HNW clients · 145 to 155Nov 10, 2025 to Feb 27, 2026
- Individual clients · 163 to 177Nov 10, 2025 to Feb 27, 2026
- Pension plan clients · 14 to 13Nov 10, 2025 to Feb 27, 2026
- Employees · 9 to 7Nov 10, 2025 to Feb 27, 2026
- State-registered IARs · 4 to 5Nov 10, 2025 to Feb 27, 2026
- Discretionary RAUM · $758M to $833MNov 10, 2025 to Feb 27, 2026
- HNW RAUM · $694M to $755MNov 10, 2025 to Feb 27, 2026
- Individual RAUM · $29.7M to $43.7MNov 10, 2025 to Feb 27, 2026
- Pension RAUM · $31.0M to $30.4MNov 10, 2025 to Feb 27, 2026
- RAUM · $758M to $833MNov 10, 2025 to Feb 27, 2026
- Accounts · 828 to 850Nov 18, 2024 to Mar 19, 2025
- Advisory employees · 5 to 4Nov 18, 2024 to Mar 19, 2025
- BD registered reps · 1 to 2Nov 18, 2024 to Mar 19, 2025
- HNW clients · 148 to 145Nov 18, 2024 to Mar 19, 2025
- Employees · 7 to 9Nov 18, 2024 to Mar 19, 2025
- Financial planning clients · unset to Nov 18, 2024 to Mar 19, 2025
- State-registered IARs · 5 to 4Nov 18, 2024 to Mar 19, 2025
- Discretionary RAUM · $668M to $758MNov 18, 2024 to Mar 19, 2025
- HNW RAUM · $586M to $694MNov 18, 2024 to Mar 19, 2025
- Individual RAUM · $44.5M to $29.7MNov 18, 2024 to Mar 19, 2025
- Pension RAUM · $34.4M to $31.0MNov 18, 2024 to Mar 19, 2025
- RAUM · $668M to $758MNov 18, 2024 to Mar 19, 2025
- Accounts · 806 to 828Feb 6, 2024 to Feb 29, 2024
- HNW clients · 113 to 148Feb 6, 2024 to Feb 29, 2024
- Individual clients · 193 to 163Feb 6, 2024 to Feb 29, 2024
- Pension plan clients · 13 to 14Feb 6, 2024 to Feb 29, 2024
- State-registered IARs · 0 to 5Feb 6, 2024 to Feb 29, 2024
- Discretionary RAUM · $569M to $668MFeb 6, 2024 to Feb 29, 2024
- HNW RAUM · $471M to $586MFeb 6, 2024 to Feb 29, 2024
- Individual RAUM · $48.7M to $44.5MFeb 6, 2024 to Feb 29, 2024
- Pension RAUM · $37.3M to $34.4MFeb 6, 2024 to Feb 29, 2024
- RAUM · $569M to $668MFeb 6, 2024 to Feb 29, 2024
- Accounts · 764 to 806Mar 9, 2022 to Mar 27, 2023
- HNW clients · 130 to 113Mar 9, 2022 to Mar 27, 2023
- Individual clients · 161 to 193Mar 9, 2022 to Mar 27, 2023
- Pension plan clients · 16 to 13Mar 9, 2022 to Mar 27, 2023
- Discretionary RAUM · $807M to $569MMar 9, 2022 to Mar 27, 2023
Signals
4 dated events
- Justin Roy Hod left Strategic Wealth Management Group for Revel Wealth Management (registered 2026-03-11)Mar 10, 2026 · Advisor changed firm · fact
- Brendan William Tully left Strategic Wealth Management Group for Wealth Enhancement Advisory Services, Llc (registered 2025-12-01)Jan 7, 2025 · Advisor changed firm · fact
- Strategic Wealth Management Group reported RAUM $568.7M, down 30% from $807.3M (2022-03-09 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Strategic Wealth Management Group reported RAUM $807.3M, up 92% from $420.9M (2021-11-12 to 2022-03-09)Mar 9, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@swmgrp.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-489-0100reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- SWMGRP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-489-0100reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $208Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Strategic Wealth Management Group is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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