DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Frisch Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samandar Kasimov | Neuberger Berman Bd LLC no RAUM | Frisch Financial Group, Inc. independent RIA | Other | Oct 1, 2024 | Nov 17, 2024 (47 d) |
| Peter Vitale | J.P. Morgan Securities LLC wirehouse | Frisch Financial Group, Inc. independent RIA | Wirehouse to independent RIA | Jul 22, 2021 | Sep 5, 2021 (45 d) |
| Shawn Patrick Gallagher | Advice And Planning Services other | Frisch Financial Group, Inc. other | Other | Mar 5, 2015 | May 19, 2015 (75 d) |
| Josiah Choy | M Holdings Securities, Inc. other | Frisch Financial Group, Inc. other | Other | Nov 2, 2012 | Jun 5, 2017 (1676 d) |
| Jignesh Patel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Frisch Financial Group, Inc. other | Other | Sep 23, 2011 | Jan 7, 2013 (472 d) |
| Jason Matthew Sacks | Td Ameritrade, Inc. no RAUM | Frisch Financial Group, Inc. other | Other | Feb 2, 2006 | Feb 3, 2011 (1827 d) |
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6 moves match.