DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Good Harbor Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Lee Petric	Nuveen Asset Management, LLC other	Good Harbor Financial other	Other	Jul 21, 2014	Aug 4, 2014
David Stephen Ulm	Invesco Advisers, Inc. other	Good Harbor Financial other	Other	Jan 3, 2014	Mar 17, 2014 (73 d)
Dennis G O'Malley	Northwestern Mutual Investment Services,LLC other	Good Harbor Financial other	Other	Dec 4, 2013	Mar 28, 2014 (114 d)
Michael Justin Salemy	Invesco Advisers, Inc. other	Good Harbor Financial other	Other	Nov 18, 2013	Mar 28, 2014 (130 d)
Kevin William Reilly	RBC Capital Markets, LLC national BD	Good Harbor Financial other	Other	Jun 10, 2013	Aug 9, 2013 (60 d)
Eric Lawrence Biegeleisen	Windhaven Investment Management, Inc. other	Good Harbor Financial other	Other	Jan 10, 2013	Dec 15, 2014 (704 d)
Margaret Mary Oleary	Voya Investment Management Co. LLC other	Good Harbor Financial other	Other	Dec 8, 2011	Jun 6, 2013 (546 d)
Michael Balch	Namcoa other	Good Harbor Financial other	Other	Nov 28, 2011	Jun 6, 2013 (556 d)
Thomas Hines	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Good Harbor Financial other	Other	Apr 21, 2009	Sep 15, 2010 (512 d)

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9 moves match.