DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Polaris Equity Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michele Lyford Sine | Polaris Wealth Advisory Group other | Polaris Equity Management, Inc. other | Other | Aug 7, 2015 | Apr 7, 2015 |
| Mark Charles Keyser | Brouwer & Janachowski, LLC other | Polaris Equity Management, Inc. other | Other | Jun 24, 2014 | Apr 17, 2015 (297 d) |
| Darren Frederick Kalb | Npb Financial Group, LLC other | Polaris Equity Management, Inc. other | Other | Feb 18, 2014 | Feb 28, 2014 |
| Tyler M Brock | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Polaris Equity Management, Inc. other | Other | May 3, 2011 | Mar 30, 2012 (332 d) |
| Tanya Faye Welch | UBS Financial Services Inc. wirehouse | Polaris Equity Management, Inc. other | Other | Oct 6, 2009 | Jan 13, 2011 (464 d) |
| Sharon L Kampner | Brownson, Rehmus & Foxworth, Inc. no RAUM | Polaris Equity Management, Inc. other | Other | Dec 5, 2007 | Jan 13, 2011 (1135 d) |
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6 moves match.