DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sugarloaf Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Boyd Philips | Commonwealth Financial Network national BD | Sugarloaf Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Jun 27, 2024 (120 d) |
| Todd Jones Smallwood | Triad Advisors, LLC BD affiliated | Sugarloaf Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Jul 6, 2022 |
| Preston Mark Henry | Advice And Planning Services BD affiliated | Sugarloaf Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2020 | Dec 11, 2020 (36 d) |
| Christopher Martin Kohne | Osaic Fa, Inc. other | Sugarloaf Wealth Management, LLC other | Other | Feb 5, 2018 | Feb 22, 2018 |
| Kyle Charles Gaines | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sugarloaf Wealth Management, LLC other | Other | Jul 1, 2016 | Feb 16, 2017 (230 d) |
| Adam Chapman Wilson | Equitable Advisors, LLC national BD | Sugarloaf Wealth Management, LLC other | Other | Oct 7, 2003 | Feb 19, 2007 (1231 d) |
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6 moves match.