DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hogantaylor Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Alan Canard | Wells Fargo Advisors wirehouse | Hogantaylor Wealth independent RIA | Wirehouse to independent RIA | Oct 30, 2024 | Oct 31, 2024 |
| Austin Blair Bryan | Sowell Management independent RIA | Hogantaylor Wealth independent RIA | RIA to RIA | Aug 27, 2019 | Oct 3, 2019 (37 d) |
| Barry Scott Logan | Asset Management Solutions, LLC Dba Asset Planning Solutions unclassified | Hogantaylor Wealth other | Other | Oct 13, 2017 | Jul 18, 2017 |
| Jeffrey R Small | UBS Financial Services Inc. wirehouse | Hogantaylor Wealth other | Other | Sep 22, 2014 | Oct 6, 2015 (379 d) |
| Mathew Reed Bacon | Charles Schwab & Co., Inc. national BD | Hogantaylor Wealth other | Other | May 1, 2009 | Sep 16, 2009 (138 d) |
| Adam James Leavitt | Red Rock Financial Advisory unclassified | Hogantaylor Wealth other | Other | Nov 15, 2007 | Aug 8, 2006 |
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6 moves match.