DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sound Stewardship, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristin Kay Schroeder | Mission Financial Planning, Inc. state registered | Sound Stewardship, LLC independent RIA | Other | Oct 16, 2023 | May 13, 2025 (575 d) |
| Daniel Scott Reiter | Cetera Advisors LLC other | Sound Stewardship, LLC other | Other | Jun 8, 2017 | Jun 14, 2017 |
| Benjamin Lee Buethe | Wealth Management other | Sound Stewardship, LLC independent RIA | Other | Jan 21, 2015 | Jul 21, 2021 (2373 d) |
| Daniel William Weeks | Cambridge Investment Research Advisors, Inc. other | Sound Stewardship, LLC other | Other | Sep 16, 2010 | Oct 20, 2010 (34 d) |
| Brent Hoskins | Strategic Advisers LLC national BD | Sound Stewardship, LLC other | Other | Feb 18, 2009 | Mar 6, 2009 |
| John Paul Chladek | Smart401k, LLC other | Sound Stewardship, LLC other | Other | Nov 1, 2007 | Nov 15, 2007 |
| Matthew Johnne Syverson | Ameriprise Financial Services, LLC national BD | Sound Stewardship, LLC other | Other | Apr 16, 2002 | Jan 27, 2004 (651 d) |
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7 moves match.