DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Regency Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Kevin Hulsebos | LPL Financial LLC BD affiliated | Regency Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | May 13, 2026 (42 d) |
| Scott J Drown | Beacon Pointe Advisors, LLC independent RIA | Regency Wealth Management independent RIA | RIA to RIA | Jul 18, 2024 | Jul 28, 2026 (740 d) |
| Gavin O Charlton | Murphy Capital Management Inc independent RIA | Regency Wealth Management independent RIA | RIA to RIA | Jan 13, 2022 | May 1, 2023 (473 d) |
| Mark Meena Andraos | Obsidian Cio LLC asset manager | Regency Wealth Management independent RIA | Other | Jan 4, 2019 | Feb 14, 2019 (41 d) |
| Bryan David Kabot | Kabot Financial Limited Liability Company unclassified | Regency Wealth Management other | Other | Nov 25, 2013 | Dec 12, 2013 |
| Andrew Michael Aran | LPL Financial LLC other | Regency Wealth Management other | Other | Dec 22, 2010 | Dec 15, 2010 |
| Mark David Reitsma | LPL Financial LLC other | Regency Wealth Management other | Other | Dec 22, 2010 | Dec 15, 2010 |
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7 moves match.