DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Amicus Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Vance BodilyDriven Investments LLC independent RIAAmicus Financial Advisors, LLC independent RIARIA to RIAJul 22, 2024Aug 8, 2024
Derek Dewitt RobinettCambridge Investment Research Advisors, Inc. BD affiliatedAmicus Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2021Mar 30, 2021
Joseph Anthony DigangiElana Advisory Services, LLC unclassifiedAmicus Financial Advisors, LLC independent RIAOtherDec 31, 2019May 26, 2020 (147 d)
Bryan Nicolas SaucedaAdvisers Investment Management, Inc. otherAmicus Financial Advisors, LLC independent RIAOtherOct 25, 2019Nov 6, 2019
Redina E FranklinPark Avenue Securities LLC otherAmicus Financial Advisors, LLC otherOtherNov 9, 2016Apr 18, 2017 (160 d)
Victor Hugo GarzaAmeriprise Financial Services, LLC national BDAmicus Financial Advisors, LLC otherOtherMay 12, 2014May 6, 2014
Matthew Dean PeckWarren Financial Services, LLC unclassifiedAmicus Financial Advisors, LLC otherOtherApr 12, 2010May 7, 2010
Matthew Dean PeckEvensky & Katz/Foldes Wealth Management otherAmicus Financial Advisors, LLC otherOtherJan 30, 2009Feb 4, 2009
Jesus Armando LongoriaChase Investment Services Corp. otherAmicus Financial Advisors, LLC otherOtherMar 8, 2005Jan 1, 2007 (664 d)
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9 moves match.