DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Curran Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek G Gray | Goldman Sachs Wealth Services, L.P. other | Curran Wealth Management independent RIA | Other | Oct 14, 2016 | Aug 30, 2021 (1781 d) |
| Anne Elizabeth Riley | Banc Of America Investment Services, Inc. unclassified | Curran Wealth Management other | Other | Feb 25, 2008 | Mar 6, 2008 |
| Kevin Thomas Curran | Wells Fargo Advisors wirehouse | Curran Wealth Management independent RIA | Wirehouse to independent RIA | Dec 14, 2004 | Aug 27, 2021 (6100 d) |
| Thomas Joseph Curran | Wells Fargo Advisors wirehouse | Curran Wealth Management other | Other | Dec 13, 2004 | Nov 12, 2004 |
| Andrew Michael Black | Pricewaterhousecoopers Investment Advisers LLC no RAUM | Curran Wealth Management other | Other | May 26, 2004 | Jun 8, 2007 (1108 d) |
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5 moves match.