DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Three Points Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Francis Cruice | Simply Steward state registered | Three Points Financial, Inc. independent RIA | Other | Sep 2, 2022 | Nov 2, 2021 |
| Keenan Dean Casey | Usaa Investment Services Company BD affiliated | Three Points Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2019 | Sep 23, 2019 (32 d) |
| Kerry Joseph Hilsabeck | T. Rowe Price Advisory Services, Inc. other | Three Points Financial, Inc. independent RIA | Other | Sep 5, 2017 | Apr 17, 2018 (224 d) |
| Brian Curtis Kinney | Strasbaugh Financial Advisory, Inc. other | Three Points Financial, Inc. independent RIA | Other | Nov 30, 2015 | Mar 8, 2016 (99 d) |
| Mary Reid Alpers | Strasbaugh Financial Advisory, Inc. other | Three Points Financial, Inc. independent RIA | Other | Aug 5, 2004 | Jan 7, 2005 (155 d) |
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5 moves match.