DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Opes Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristie Dawn Cahill | Stancorp Investment Advisers, Inc. other | Opes Advisors, Inc. other | Other | Jan 22, 2014 | Feb 11, 2014 |
| Erin Michael Whalen | Fisher Investments other | Opes Advisors, Inc. other | Other | Aug 19, 2011 | Nov 18, 2011 (91 d) |
| Adam Jay Gensler | Galileo Planning Group, Inc state registered | Opes Advisors, Inc. other | Other | Sep 3, 2010 | Oct 27, 2010 (54 d) |
| Elisa Marie Garibay | Waddell & Reed other | Opes Advisors, Inc. other | Other | Aug 2, 2010 | Nov 8, 2013 (1194 d) |
| Mark Townsend Duvall | Wells Fargo Investments, LLC unclassified | Opes Advisors, Inc. other | Other | Mar 30, 2005 | Apr 20, 2005 |
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5 moves match.