DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westend Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Grace Dawn KlopstadPrincipal Asset Management otherWestend Advisors, LLC independent RIAOtherSep 1, 2026Sep 14, 2026
Trevor William DeubnerPrincipal Asset Management otherWestend Advisors, LLC independent RIAOtherJun 23, 2026Jul 14, 2026
Luke RutledgeMorgan Stanley wirehouseWestend Advisors, LLC independent RIAWirehouse to independent RIAOct 27, 2022Nov 14, 2022
James Walter CoxWells Fargo Advisors wirehouseWestend Advisors, LLC independent RIAWirehouse to independent RIAJan 7, 2020Feb 11, 2020 (35 d)
Daniel Townsend PorterInvesco Advisers, Inc. asset managerWestend Advisors, LLC independent RIAOtherMay 30, 2019Jun 27, 2019
Stephen Gaylord HalleyRoosevelt Investments otherWestend Advisors, LLC otherOtherJul 26, 2016Jul 28, 2016
Seth Leldon KnightRaymond James & Associates, Inc. national BDWestend Advisors, LLC otherOtherJul 19, 2016Jul 28, 2016
Jack Daniel SteinhilberAgile Investments otherWestend Advisors, LLC otherOtherMar 30, 2016Nov 30, 2006
Joseph Nicholas DagostinoMorgan Stanley wirehouseWestend Advisors, LLC otherOtherDec 19, 2012Feb 15, 2018 (1884 d)
Peter Nicholas TortoriciDeutsche Bank Securities Inc. otherWestend Advisors, LLC independent RIAOtherSep 13, 2012Dec 13, 2022 (3743 d)
Jennifer Marie FriedlandLPL Financial LLC otherWestend Advisors, LLC otherOtherApr 28, 2009Jan 26, 2011 (638 d)
Anna F BrownUBS Financial Services Inc. wirehouseWestend Advisors, LLC otherOtherJan 24, 2008May 28, 2008 (125 d)
Jason Michael LeibowitzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWestend Advisors, LLC otherOtherDec 13, 2005Oct 29, 2015 (3607 d)
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13 moves match.