DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Maryland Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Gerard GuideraClearbridge Investments, LLC mixed wealthMaryland Capital Management, LLC independent RIARIA to RIAOct 6, 2021Oct 27, 2021
Marie Catherine DavidRBC Capital Markets, LLC national BDMaryland Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2021Aug 3, 2021 (133 d)
Alexander Lyons FaberAdvice And Planning Services BD affiliatedMaryland Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020Aug 2, 2021 (301 d)
Darin Andrew MorganAscendant Wealth Management independent RIAMaryland Capital Management, LLC independent RIARIA to RIAJun 24, 2020Mar 12, 2020
Lenee B DirzuweitRBC Capital Markets, LLC national BDMaryland Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2020Aug 2, 2021 (480 d)
William Michael Smith1919 Investment Counsel, LLC otherMaryland Capital Management, LLC otherOtherAug 8, 2014Aug 15, 2014
James Peter GauthierVansant Mewshaw otherMaryland Capital Management, LLC otherOtherNov 12, 2010Jun 21, 2016 (2048 d)
Jeffrey Larkin Caples1919 Investment Counsel, LLC otherMaryland Capital Management, LLC otherOtherDec 18, 2008Jul 10, 2009 (204 d)
Stephen Bruce SchulerMaryland Capital Management Inc unclassifiedMaryland Capital Management, LLC otherOtherNov 30, 2004Feb 2, 2005 (64 d)
Gregory Glen HeardMaryland Capital Management Inc unclassifiedMaryland Capital Management, LLC otherOtherNov 30, 2004Jan 31, 2005 (62 d)
Frederick Abels AllnerDeutsche Bank Securities Inc. otherMaryland Capital Management, LLC otherOtherNov 29, 2004Jan 31, 2005 (63 d)
John Fleming BlairDeutsche Bank Securities Inc. otherMaryland Capital Management, LLC otherOtherNov 29, 2004Feb 2, 2005 (65 d)
Matthew Francis BarrettDeutsche Bank Securities Inc. otherMaryland Capital Management, LLC otherOtherNov 29, 2004Jan 20, 2006 (417 d)
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13 moves match.