DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Estate Planners Of New England, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregg Adam Marks | Fidelity Personal And Workplace Advisors BD affiliated | Estate Planners Of New England, LLC other | Other | Jul 24, 2019 | Jul 28, 2023 (1465 d) |
| Raymond Scott Panek | People'S United Advisors, Inc. mixed wealth | Estate Planners Of New England, LLC other | Other | Jul 3, 2019 | Sep 24, 2019 (83 d) |
| Jeffrey David Sickler | Santander Securities BD affiliated | Estate Planners Of New England, LLC other | Other | May 22, 2019 | Jun 27, 2019 (36 d) |
| Eric Joseph Flaim | Ameriprise Financial Services, LLC national BD | Estate Planners Of New England, LLC other | Other | May 14, 2015 | May 21, 2015 |
| Andrew Vanderslice | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Estate Planners Of New England, LLC other | Other | Nov 13, 2009 | Aug 17, 2017 (2834 d) |
| Kevin Michael Crowley | Osaic Fs, Inc. other | Estate Planners Of New England, LLC other | Other | Feb 4, 2008 | Dec 16, 2004 |
| Gregory William Lawrence | Osaic Fs, Inc. other | Estate Planners Of New England, LLC other | Other | Dec 31, 2005 | Dec 16, 2004 |
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7 moves match.