DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Avion Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexander AmundsonAmeriprise Financial Services, LLC national BDAvion Wealth independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2026Apr 13, 2026
Ashley Leanne OwensProvident Wealth Advisors, LLC state registeredAvion Wealth independent RIAOtherSep 19, 2025Oct 13, 2025
Matthew David KirbyPark Avenue Securities LLC BD affiliatedAvion Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2023Apr 3, 2023
Christopher James McbeeInvesco Advisers, Inc. asset managerAvion Wealth independent RIAOtherJun 20, 2019Mar 29, 2023 (1378 d)
Danielle Johnson SandovalMorgan Stanley wirehouseAvion Wealth otherOtherJun 30, 2016Aug 6, 2016 (37 d)
Kathryn Marie RodriguezMercer Global Advisors Inc. otherAvion Wealth otherOtherApr 20, 2016May 17, 2016
Carl Hoppe ChristensenIaas unclassifiedAvion Wealth otherOtherDec 31, 2014Dec 23, 2014
Ashley Dominey StewartLPL Financial LLC otherAvion Wealth otherOtherOct 16, 2013Jan 2, 2014 (78 d)
Page 1 of 1
8 moves match.