| Susan Lyn Panduku | Choreo, LLC other | Lexington Wealth Management, Inc. independent RIA | Other | Jun 20, 2018 | Jul 30, 2018 (40 d) |
| Kerry Henry Luria | Peak Financial Management Inc other | Lexington Wealth Management, Inc. independent RIA | Other | Oct 1, 2014 | May 31, 2018 (1338 d) |
| Roger Conant Moulton | Calibre Advisory Services Inc. unclassified | Lexington Wealth Management, Inc. other | Other | Oct 15, 2010 | Mar 21, 2012 (523 d) |
| Mark Stephen Carley | Calibre Advisory Services Inc. unclassified | Lexington Wealth Management, Inc. other | Other | Oct 15, 2010 | Mar 21, 2012 (523 d) |
| Frank Anthony Censullo | Calibre Advisory Services Inc. unclassified | Lexington Wealth Management, Inc. other | Other | Oct 15, 2010 | Mar 21, 2012 (523 d) |
| Glenn Edward Frank | Calibre Advisory Services Inc. unclassified | Lexington Wealth Management, Inc. other | Other | May 3, 2010 | Apr 21, 2010 |
| Daniel Joseph Flanagan | Calibre Advisory Services Inc. unclassified | Lexington Wealth Management, Inc. other | Other | May 3, 2010 | Jan 7, 2010 |
| Karen Elizabeth Van Voorhis | Calibre Advisory Services Inc. unclassified | Lexington Wealth Management, Inc. other | Other | May 3, 2010 | Sep 26, 2011 (511 d) |
| Arthur Raymond Randall | Ethos Advisory Services, Inc. unclassified | Lexington Wealth Management, Inc. other | Other | Dec 31, 2009 | Oct 23, 2009 |
| Gary Douglas Pomerantz | Wingate Planning Corp no RAUM | Lexington Wealth Management, Inc. other | Other | Oct 11, 2006 | Sep 22, 2006 |
| Kristine Marie Porcaro | Lexington/Bridgewater Wealth Management, LLC unclassified | Lexington Wealth Management, Inc. other | Other | Nov 22, 2005 | Jun 20, 2005 |
| Michael Stephen Tucci | Lexington/Bridgewater Wealth Management, LLC unclassified | Lexington Wealth Management, Inc. other | Other | Nov 22, 2005 | Jun 20, 2005 |
| Lawrence M. Post | Lexington/Bridgewater Wealth Management, LLC unclassified | Lexington Wealth Management, Inc. other | Other | Nov 22, 2005 | Jun 20, 2005 |
| Kenneth Joseph Bucci | Lexington/Bridgewater Wealth Management, LLC unclassified | Lexington Wealth Management, Inc. other | Other | Nov 22, 2005 | Jun 20, 2005 |
| William Joseph Sullivan | Lexington/Bridgewater Wealth Management, LLC unclassified | Lexington Wealth Management, Inc. other | Other | Nov 22, 2005 | Jun 20, 2005 |