DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spectrum Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jarryd Mychal Reyes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Spectrum Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Feb 17, 2021 | Mar 9, 2021 |
| Denise S Lee | Ronald Blue & Co., LLC other | Spectrum Wealth Management, LLC independent RIA | Other | Jul 1, 2015 | Jul 8, 2015 |
| Donovan Denny Ritter | Independent Financial Group, LLC other | Spectrum Wealth Management, LLC independent RIA | Other | Dec 2, 2014 | Sep 2, 2014 |
| Ben Putman | Pacific Park Financial, Inc. other | Spectrum Wealth Management, LLC independent RIA | Other | Oct 3, 2005 | Aug 25, 2005 |
Page 1 of 1
4 moves match.