DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Narwhal Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas H. Russell | Peachcap Tax & Advisory, LLC independent RIA | Narwhal Capital Management mixed wealth | RIA to RIA | Oct 3, 2018 | Oct 12, 2018 |
| Benjamin John Nye | J.P. Capital Management, Inc. other | Narwhal Capital Management other | Other | Jun 28, 2016 | Jul 22, 2016 |
| Macarther Royster Plumart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Narwhal Capital Management other | Other | Jun 16, 2005 | Jul 7, 2005 |
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3 moves match.