DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Holland Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Samuel HollandStrategic Advisers LLC national BDHolland Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2026Jun 26, 2026
Anthony John HayesNewedge Advisors BD affiliatedHolland Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2024Jan 22, 2025 (34 d)
Alex Manuel NegronFerrell Wealth Management Inc. otherHolland Advisory Services, Inc. otherOtherJul 14, 2009Jul 31, 2009
Michael Emmett WilliamsHorter Investment Management, LLC otherHolland Advisory Services, Inc. otherOtherApr 30, 2008Jul 30, 2008 (91 d)
David Dean HollandInvest Financial Corporation otherHolland Advisory Services, Inc. otherOtherJun 29, 2005Aug 23, 2005 (55 d)
Beth Watts DominguezInvest Financial Corporation otherHolland Advisory Services, Inc. otherOtherJun 29, 2005Aug 23, 2005 (55 d)
Kalon Mark HoardInvest Financial Corporation otherHolland Advisory Services, Inc. otherOtherJun 29, 2005Aug 23, 2005 (55 d)
Christopher Alan PattersonWells Fargo Advisors wirehouseHolland Advisory Services, Inc. otherOtherJul 19, 2002May 20, 2010 (2862 d)
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8 moves match.