DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hm Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dominic Depaul Trupiano | R.T. Jones Capital Equities Management Inc. independent RIA | Hm Capital Management, LLC institutional | Other | Nov 15, 2021 | Nov 17, 2021 |
| Emilie Hanna Schaffer | Charles Schwab & Co., Inc. national BD | Hm Capital Management, LLC other | Other | Jul 29, 2010 | Aug 26, 2010 |
| Jordan C Janes | Wells Fargo Advisors wirehouse | Hm Capital Management, LLC other | Other | Jan 29, 2010 | Mar 26, 2010 (56 d) |
| John Andrew Virant | Wells Fargo Advisors wirehouse | Hm Capital Management, LLC other | Other | Oct 20, 2005 | Feb 1, 2007 (469 d) |
| Maribeth Renee Snodgrass | Wells Fargo Advisors wirehouse | Hm Capital Management, LLC other | Other | Oct 20, 2005 | Jan 29, 2007 (466 d) |
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5 moves match.