DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Secura Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Greggory JackmanArkadios Wealth Advisors BD affiliatedSecura Financial independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2026Jul 22, 2026 (188 d)
Richard W JackmanCrown Capital Securities, L.P. BD affiliatedSecura Financial independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2024Jan 1, 2025 (282 d)
Dhillon Thomas TaylorCrown Capital Securities, L.P. BD affiliatedSecura Financial independent RIAAffiliated broker-dealer or bank to independent RIAMar 21, 2024Jan 17, 2020
Jason Douglas StoneStone Hatcher Financial unclassifiedSecura Financial independent RIAOtherJun 19, 2019Jan 1, 2025 (2023 d)
Casey Lee HatcherStone Hatcher Financial unclassifiedSecura Financial independent RIAOtherJun 19, 2019Jul 22, 2026 (2590 d)
Matthew Joseph EvansCrown Capital Securities, L.P. otherSecura Financial independent RIAOtherJun 23, 2017Apr 6, 2016
Kraig Noel StromOneamerica Securities, Inc. otherSecura Financial independent RIAOtherJan 27, 2017May 30, 2017 (123 d)
Brent Lee HoneaJ. W. Cole Advisors, Inc. otherSecura Financial independent RIAOtherDec 31, 2014Jan 1, 2026 (4019 d)
Harry Michael BarthLPL Financial LLC otherSecura Financial independent RIAOtherDec 21, 2011Nov 28, 2006
William Thomas BlackNfp Advisor Services, LLC otherSecura Financial independent RIAOtherApr 27, 2010Apr 30, 2010
Anne TahimLPL Financial LLC otherSecura Financial independent RIAOtherApr 6, 2009May 28, 2008
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11 moves match.