| Allen Ray Gillespie | Gni Capital Inc. mixed wealth | Fintrust Investment Advisory Services, LLC other | Other | Mar 25, 2019 | Sep 17, 2009 |
| Brittany Chester Bynum | Wells Fargo Advisors wirehouse | Fintrust Investment Advisory Services, LLC other | Other | Nov 11, 2016 | Nov 17, 2016 |
| Archibald Hardy | Primetrust Advisors LLC other | Fintrust Investment Advisory Services, LLC other | Other | Jan 9, 2015 | Jun 19, 2014 |
| Jonathan Dexter Polson | Southern Trust Wealth Management unclassified | Fintrust Investment Advisory Services, LLC other | Other | Dec 31, 2014 | Jan 21, 2015 |
| William Michael Gordon | Raymond James Financial Services Advisors, Inc other | Fintrust Investment Advisory Services, LLC other | Other | Sep 16, 2014 | Sep 17, 2014 |
| Paul Gordon | Raymond James Financial Services Advisors, Inc other | Fintrust Investment Advisory Services, LLC other | Other | Sep 16, 2014 | Sep 17, 2014 |
| Jason G Leupold | Robert W. Baird & Co. Incorporated other | Fintrust Investment Advisory Services, LLC other | Other | Mar 15, 2012 | Jan 2, 2014 (658 d) |
| Nicholas Faison Safrit | Charles Schwab & Co., Inc. national BD | Fintrust Investment Advisory Services, LLC other | Other | Jun 28, 2010 | Jun 21, 2010 |
| Edward F Blackburn | Morgan Stanley wirehouse | Fintrust Investment Advisory Services, LLC other | Other | Jul 1, 2009 | Jun 29, 2009 |
| William E Kibler | Morgan Stanley wirehouse | Fintrust Investment Advisory Services, LLC other | Other | Jul 1, 2009 | Jun 29, 2009 |
| Wesley Mattox Boyce | Elliott Davis Investment Advisory Services, LLC unclassified | Fintrust Investment Advisory Services, LLC other | Other | Jun 26, 2009 | Jun 29, 2009 |
| Mei Ling Au | Elliott Davis Investment Advisory Services, LLC unclassified | Fintrust Investment Advisory Services, LLC other | Other | Jun 26, 2009 | Jun 29, 2009 |
| Tyson Thomas Halsey | Halsey Advisory And Management, LLC unclassified | Fintrust Investment Advisory Services, LLC other | Other | Jun 24, 2009 | Aug 4, 2009 (41 d) |
| Patricia L Smith | Gni Capital Inc. other | Fintrust Investment Advisory Services, LLC other | Other | Apr 7, 2009 | Apr 13, 2009 |
| Philip Hamilton Brice | Gni Capital Inc. other | Fintrust Investment Advisory Services, LLC other | Other | Mar 12, 2009 | Mar 16, 2009 |
| Victor J Alfieri | Morgan Stanley & Co. LLC unclassified | Fintrust Investment Advisory Services, LLC other | Other | Feb 20, 2009 | Nov 9, 2009 (262 d) |
| Danielle Dabney Harmon | Morgan Keegan & Company, LLC other | Fintrust Investment Advisory Services, LLC other | Other | Aug 8, 2008 | Apr 7, 2009 (242 d) |
| Amy Collier Garrison | Osaic Wealth, Inc. other | Fintrust Investment Advisory Services, LLC other | Other | Mar 7, 2008 | Apr 7, 2009 (396 d) |