DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Headinvest
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew John Civello | Cambridge Investment Research Advisors, Inc. BD affiliated | Headinvest independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2024 | Jul 30, 2024 (186 d) |
| Odette Suzanne Thurston | Cribstone Capital Management, LLC independent RIA | Headinvest independent RIA | RIA to RIA | Sep 19, 2019 | Sep 13, 2019 |
| Benjamin Hilliard Clark | UBS Financial Services Inc. wirehouse | Headinvest independent RIA | Wirehouse to independent RIA | Jan 19, 2018 | Jul 17, 2018 (179 d) |
| Stephen Kenneth Reeves | Valic Financial Advisors, Inc. other | Headinvest independent RIA | Other | Apr 6, 2017 | Sep 25, 2025 (3094 d) |
| Donna Dubois Mcconnell | Head And Associates, Inc unclassified | Headinvest other | Other | Jun 19, 2006 | Jun 8, 2006 |
| Robert Schofield Whitehead | Head And Associates, Inc unclassified | Headinvest other | Other | Jun 19, 2006 | Jun 8, 2006 |
Page 1 of 1
6 moves match.