DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Jolliffe Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kirk Aaron Freedle | Evolve Investment Advisors unclassified | Jolliffe Capital, Inc. other | Other | Jan 27, 2011 | Nov 12, 2007 |
| Christopher Dale Metscher | Evolve Investment Advisors unclassified | Jolliffe Capital, Inc. other | Other | Jan 25, 2011 | Mar 14, 2013 (779 d) |
| Wilbert Ernest Oakley | Brookstone Capital Management LLC other | Jolliffe Capital, Inc. other | Other | Feb 3, 2010 | Apr 22, 2010 (78 d) |
| Mark Todd Jordan | Evolve Investment Advisors unclassified | Jolliffe Capital, Inc. other | Other | Sep 8, 2009 | Jul 24, 2009 |
| James Paul Wertz | Qa3 Financial LLC unclassified | Jolliffe Capital, Inc. other | Other | Jul 2, 2008 | Jul 3, 2008 |
| William Conway Frye | Afs Brokerage, Inc. unclassified | Jolliffe Capital, Inc. other | Other | Dec 31, 2007 | Dec 18, 2006 |
| Lawrence Richard Buchholz | Falco Financial Services, Inc. other | Jolliffe Capital, Inc. other | Other | Aug 31, 2006 | Sep 5, 2006 |
| Patrick Stephenson Jolliffe | Falco Financial Services, Inc. other | Jolliffe Capital, Inc. other | Other | May 12, 2006 | May 25, 2006 |
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8 moves match.