DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mullintbg Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shawn Jen Hsieh | Park Avenue Securities LLC other | Mullintbg Advisors other | Other | Oct 3, 2012 | Mar 18, 2013 (166 d) |
| Rana Maida | Al Hewitt, Inc. unclassified | Mullintbg Advisors other | Other | Sep 24, 2010 | Apr 26, 2011 (214 d) |
| Timothy John Wilson | Tbg Advisory Services Corporation unclassified | Mullintbg Advisors other | Other | Apr 26, 2007 | Nov 16, 2006 |
| Ignacio Alexandro Jimenez | Tbg Advisory Services Corporation unclassified | Mullintbg Advisors other | Other | Apr 26, 2007 | Nov 16, 2006 |
| Brian Tuan Tu | Goldman Sachs Wealth Services, L.P. other | Mullintbg Advisors other | Other | Jan 24, 2007 | Sep 23, 2008 (608 d) |
| Nicole Roxanne Joko | M Holdings Securities, Inc. other | Mullintbg Advisors other | Other | Nov 7, 2006 | Nov 16, 2006 |
| Robert Charles Shier | M Holdings Securities, Inc. other | Mullintbg Advisors other | Other | Jun 5, 2006 | Nov 16, 2006 (164 d) |
| Patrick Lawrence Chu | Goldman Sachs Wealth Services, L.P. other | Mullintbg Advisors other | Other | Nov 1, 2004 | Feb 9, 2011 (2291 d) |
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8 moves match.