DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Samalin Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alex M PidhorodeckyjMorgan Stanley wirehouseSamalin Wealth independent RIAWirehouse to independent RIAOct 18, 2024Dec 3, 2024 (46 d)
Thomas James BeattieStifel, Nicolaus & Company, Incorporated national BDSamalin Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2024Jun 24, 2024
Paul AyalaJ.P. Morgan Securities LLC wirehouseSamalin Wealth independent RIAWirehouse to independent RIAJul 7, 2021Sep 13, 2021 (68 d)
Ronald Richard SchneiderB. Riley Wealth Advisors, Inc. BD affiliatedSamalin Wealth independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Sep 15, 2021 (344 d)
Patrick Carl ThuemmelNorthwest Asset Management independent RIASamalin Wealth independent RIARIA to RIAJul 7, 2020Jul 14, 2020
John Benjamin HadleyQuantum Technalysis Asset Management unclassifiedSamalin Wealth independent RIAOtherJan 14, 2019Jan 14, 2019
Laurance Jay KershUBS Financial Services Inc. wirehouseSamalin Wealth independent RIAWirehouse to independent RIAFeb 6, 2015Sep 20, 2021 (2418 d)
John R FussellOppenheimer & Co. Inc. otherSamalin Wealth otherOtherJan 18, 2012Nov 9, 2015 (1391 d)
Andrew Evan SamalinWells Fargo Advisors wirehouseSamalin Wealth otherOtherApr 16, 2007Apr 5, 2007
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9 moves match.