DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at True Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gary Bret FincherM Holdings Securities, Inc. BD affiliatedTrue Capital Management independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2022Apr 28, 2022
Christopher Dwight StoutM Holdings Securities, Inc. BD affiliatedTrue Capital Management independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2022Apr 28, 2022
Christopher Craig SchlatterOsaic Fa, Inc. otherTrue Capital Management otherOtherMay 8, 2015May 15, 2015
Travis Anthony HenryMorgan Stanley wirehouseTrue Capital Management otherOtherOct 11, 2013Nov 7, 2016 (1123 d)
Kenneth Joseph SoroskyUBS Financial Services Inc. wirehouseTrue Capital Management otherOtherMar 11, 2013Mar 26, 2013
Justin Harrison BassCsi Capital Management Inc unclassifiedTrue Capital Management otherOtherJun 9, 2011Nov 4, 2014 (1244 d)
Joseph R. McleanAlliancebernstein L.P. otherTrue Capital Management otherOtherApr 25, 2011May 3, 2011
Jacob Daniel BondMML Investors Services, LLC otherTrue Capital Management otherOtherMar 26, 2007Apr 5, 2010 (1106 d)
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8 moves match.