DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Broadview Financial Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan TurcotteStrategic Advisers LLC national BDBroadview Financial Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2026Mar 6, 2026
Lisa Eileen DregneGlobal View Capital Management LLC independent RIABroadview Financial Management, LLC independent RIARIA to RIAOct 7, 2022Oct 14, 2022
Andrew John IshBrownson, Rehmus & Foxworth, Inc. independent RIABroadview Financial Management, LLC independent RIARIA to RIAJul 21, 2021Aug 13, 2021
Amanda Hunn TaylorStrategic Advisers LLC national BDBroadview Financial Management, LLC otherOtherMay 12, 2016Aug 13, 2016 (93 d)
Daniel Richard ZawidowskiBarrington Strategic Wealth Management Group LLC otherBroadview Financial Management, LLC otherOtherApr 18, 2016Apr 12, 2016
Adam William DodgeStrategic Advisers LLC national BDBroadview Financial Management, LLC otherOtherJun 16, 2011Jan 1, 2012 (199 d)
Joseph Banfay DaileyStrategic Advisers LLC national BDBroadview Financial Management, LLC otherOtherMay 6, 2010Feb 7, 2011 (277 d)
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7 moves match.