DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Boston Mountain Money Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark L Chisenhall | Goldman Sachs Wealth Services, L.P. BD affiliated | Boston Mountain Money Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Sep 16, 2021 |
| Joshua Charles Peters | Cephas Fiduciary Investments unclassified | Boston Mountain Money Management, Inc. independent RIA | Other | Apr 23, 2019 | Feb 7, 2020 (290 d) |
| Shawn Scott Alaniz | Greenwood Gearhart, LLC other | Boston Mountain Money Management, Inc. independent RIA | Other | Apr 2, 2008 | Aug 29, 2007 |
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3 moves match.