DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Gravity Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Diane Lynn YoungAthena Advisory Services Inc. unclassifiedFinancial Gravity Asset Management, Inc. independent RIAOtherOct 4, 2021Oct 24, 2017
Marc David OrourkePaulson Investment Advisors, LLC unclassifiedFinancial Gravity Asset Management, Inc. independent RIAOtherMay 4, 2020May 8, 2020
Jimmy Dale LongRoyal Fund Management, LLC independent RIAFinancial Gravity Asset Management, Inc. independent RIARIA to RIAOct 30, 2018Oct 30, 2018
Dean R. SpeckerOnpointe Advisory And Financial Services, LLC otherFinancial Gravity Asset Management, Inc. independent RIAOtherNov 10, 2017Aug 3, 2018 (266 d)
Timothy Gerard HermeschSecurities America Advisors, Inc. otherFinancial Gravity Asset Management, Inc. otherOtherAug 25, 2017Sep 7, 2017
Christopher Scott WrightVerity Asset Management otherFinancial Gravity Asset Management, Inc. otherOtherFeb 16, 2017Mar 23, 2017 (35 d)
Susan Marie IversonFirst Allied Advisory Services, Inc. otherFinancial Gravity Asset Management, Inc. independent RIAOtherNov 30, 2016Feb 15, 2019 (807 d)
Steven Anthony BassettoRedhawk Wealth Advisors, Inc. otherFinancial Gravity Asset Management, Inc. otherOtherJul 29, 2016Oct 1, 2015
Roy Joseph InnellaRedhawk Wealth Advisors, Inc. otherFinancial Gravity Asset Management, Inc. otherOtherJul 29, 2016Sep 18, 2015
Beverly Deloris JohnsonMurphy & Sylvest independent RIAFinancial Gravity Asset Management, Inc. otherOtherJul 22, 2015Aug 6, 2015
Michael Joseph MccormickTuttle Wealth Management, LLC otherFinancial Gravity Asset Management, Inc. otherOtherAug 19, 2014Aug 18, 2014
Carrie Jean QuraishiRaymond James Financial Services Advisors, Inc otherFinancial Gravity Asset Management, Inc. otherOtherDec 6, 2011Apr 8, 2015 (1219 d)
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12 moves match.