| Joshua Lee Matyas | Blankinship & Foster, LLC independent RIA | Signature Resources Capital Management, LLC independent RIA | RIA to RIA | Dec 5, 2025 | Dec 9, 2025 |
| Richard W Tso | MML Investors Services, LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2025 | Nov 12, 2025 |
| Simon Robert Goldin | MML Investors Services, LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Nov 10, 2025 |
| Alexander Aarian Lashkari | MML Investors Services, LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Nov 12, 2025 |
| Christina Elizabeth Lawrence | MML Investors Services, LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2022 | Jun 27, 2022 |
| Jeremy Graham Edge | MML Investors Services, LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2021 | Dec 23, 2021 |
| Michael P Lacey | Park Avenue Securities LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Aug 21, 2019 |
| Anthony Christopher Rossi | Ae Wealth Management, LLC independent RIA | Signature Resources Capital Management, LLC independent RIA | RIA to RIA | Aug 5, 2019 | Dec 13, 2022 (1226 d) |
| Michael Adam Bornstein | Park Avenue Securities LLC BD affiliated | Signature Resources Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2019 | May 24, 2019 |
| James Edward Miller | Signator Investors, Inc. BD affiliated | Signature Resources Capital Management, LLC other | Other | Nov 2, 2018 | Sep 13, 2011 |
| Jared Hamilton Dannis | Signator Investors, Inc. BD affiliated | Signature Resources Capital Management, LLC other | Other | Nov 2, 2018 | Nov 12, 2012 |
| Jon Nicholas Mclaughlin | First Western Capital Management Company mixed wealth | Signature Resources Capital Management, LLC independent RIA | RIA to RIA | Jul 20, 2018 | Aug 26, 2019 (402 d) |
| Michelle N. Mai | Matrix Private Wealth Solutions, Corp. unclassified | Signature Resources Capital Management, LLC other | Other | Oct 26, 2016 | Oct 18, 2016 |
| Daniel Cucuiat | S.H. Capital Management Corp. state registered | Signature Resources Capital Management, LLC other | Other | May 9, 2016 | Jun 16, 2016 (38 d) |
| Morgan Robert Christen | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Oct 31, 2014 | Jun 8, 2007 |
| Michael Francis Alongi | Equitable Advisors, LLC national BD | Signature Resources Capital Management, LLC other | Other | Mar 19, 2014 | Apr 15, 2014 |
| Daniel James Dubois | Msi Financial Services, Inc. other | Signature Resources Capital Management, LLC other | Other | Sep 18, 2013 | Oct 11, 2013 |
| Aleksandar Glebov | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Mar 16, 2011 | Apr 14, 2011 |
| Derrick Gin | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Feb 7, 2011 | Mar 31, 2011 (52 d) |
| Joseph Muir Stapleton | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Nov 24, 2010 | Dec 8, 2010 |
| Evan Reid Osborne | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Nov 19, 2010 | Dec 9, 2010 |
| Robert John Blauer | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Nov 19, 2010 | Dec 9, 2010 |
| Anthony Michael Puma | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Sep 29, 2010 | Dec 10, 2010 (72 d) |
| Christopher Michael Whalen | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Aug 25, 2009 | Sep 23, 2009 |
| Daniel Cucuiat | Signator Investors, Inc. other | Signature Resources Capital Management, LLC other | Other | Aug 25, 2009 | Sep 23, 2009 |
| Brett Michael Laddusaw | Edward Jones national BD | Signature Resources Capital Management, LLC other | Other | Jun 9, 2009 | Jun 26, 2014 (1843 d) |