DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Legacy Institute, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Michael Hobbs | Boston Mountain Money Management, Inc. independent RIA | Wealth Legacy Institute, Inc. independent RIA | RIA to RIA | Aug 28, 2018 | Aug 21, 2018 |
| Christopher Nagle | J.P. Morgan Securities LLC wirehouse | Wealth Legacy Institute, Inc. other | Other | Jul 26, 2017 | Aug 25, 2017 |
| Terri Lynn Propp | Wagner Wealth Management, LLC other | Wealth Legacy Institute, Inc. other | Other | Sep 5, 2013 | Feb 3, 2014 (151 d) |
| Kimberly Louise Curtis | Ameriprise Financial Services, LLC national BD | Wealth Legacy Institute, Inc. other | Other | Aug 16, 2007 | Aug 28, 2007 |
Page 1 of 1
4 moves match.