DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Orca Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Dimitri LailasJohn Hancock Personal Financial Services, LLC BD affiliatedOrca Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 23, 2025May 1, 2026 (129 d)
Harry Lynn StriplinPaulson Investment Advisors, LLC unclassifiedOrca Investment Management, LLC independent RIAOtherDec 31, 2024Jan 3, 2025
John Anthony NolePaulson Investment Advisors, LLC unclassifiedOrca Investment Management, LLC independent RIAOtherDec 31, 2024Apr 8, 2026 (463 d)
Peter Raymond FogartyPaulson Investment Advisors, LLC unclassifiedOrca Investment Management, LLC independent RIAOtherDec 31, 2024Mar 20, 2026 (444 d)
Carl Van Bergen RylanderPaulson Investment Advisors, LLC unclassifiedOrca Investment Management, LLC independent RIAOtherDec 31, 2024Sep 9, 2026 (617 d)
Nicoh Ryan AldayMorgan Stanley wirehouseOrca Investment Management, LLC independent RIAWirehouse to independent RIANov 21, 2024Mar 12, 2026 (476 d)
David Allen MaiselM Holdings Securities, Inc. BD affiliatedOrca Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2024Mar 19, 2026 (486 d)
William George BarhamBane Barham & Holloway Assets Management Inc otherOrca Investment Management, LLC otherOtherJan 7, 2013Jan 7, 2013
Li Ping GuayCharles Schwab & Co., Inc. national BDOrca Investment Management, LLC otherOtherAug 10, 2010Aug 18, 2010
Roger Keith ThomasCardinal Point Investments, LLC unclassifiedOrca Investment Management, LLC otherOtherDec 31, 2007Aug 18, 2010 (961 d)
Shawn Patrick WillardRubicon Global Group, Rubicon Global Advisors state registeredOrca Investment Management, LLC otherOtherJun 29, 2007Jul 2, 2007
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11 moves match.