DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Summit Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Matthew OsbornAbsolute Capital Management, LLC otherSummit Advisors, LLC state registeredOtherJan 9, 2017Jan 25, 2017
Nicholas John BlichaPark Avenue Securities LLC otherSummit Advisors, LLC state registeredOtherAug 22, 2016Jun 27, 2018 (674 d)
Rosalind M FrazierH. Beck, Inc. otherSummit Advisors, LLC state registeredOtherOct 8, 2015Nov 11, 2015 (34 d)
Michael Richard JencoFederated Global Investment Management Corp. otherSummit Advisors, LLC state registeredOtherMay 18, 2011Apr 29, 2013 (712 d)
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4 moves match.