DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Itau International Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Yuri Iwenicki ManelaBrainvest Wealth Management LLC mixed wealthItau International Securities Inc. independent RIARIA to RIAJun 29, 2026Jun 24, 2026
Pablo Morgades RomeroUBS Financial Services Inc. wirehouseItau International Securities Inc. independent RIAWirehouse to independent RIAJul 24, 2025Jul 28, 2025
Klaus SpielkampXp Advisory US, Inc. otherItau International Securities Inc. independent RIAOtherApr 4, 2024Apr 18, 2024
Michel PulidoBci Securities, Inc. mixed wealthItau International Securities Inc. independent RIARIA to RIAMar 12, 2024Jun 24, 2026 (834 d)
Andre Dias CardosoLeste USA, LLC otherItau International Securities Inc. independent RIAOtherFeb 5, 2024Jul 23, 2025 (534 d)
Carlos A FerreiraDeutsche Bank Securities Inc. mixed wealthItau International Securities Inc. independent RIARIA to RIADec 18, 2023Aug 1, 2024 (227 d)
Oswaldo Daniel AbreuCitigroup Global Markets Inc. BD affiliatedItau International Securities Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 21, 2020Aug 12, 2021 (234 d)
David Salomon CardenasAstron Wealth Management, LLC unclassifiedItau International Securities Inc. independent RIAOtherJul 11, 2018May 6, 2019 (299 d)
Beatriz C RomeroHarbor Ithaka independent RIAItau International Securities Inc. independent RIARIA to RIAMay 2, 2018Oct 26, 2018 (177 d)
Juan Carlos LarrazabalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseItau International Securities Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jan 18, 2018Feb 9, 2018
Maria Ligia ArbelaezBulltick Wealth Management, LLC otherItau International Securities Inc. no RAUMOtherMar 27, 2017Mar 16, 2018 (354 d)
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11 moves match.