DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cap Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon Deven Mouton | Ameriprise Financial Services, LLC national BD | Cap Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 26, 2024 |
| Zachary C Olinger | Park Avenue Securities LLC BD affiliated | Cap Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2018 | Jan 15, 2020 (607 d) |
| Michael Christopher Organ | Victory Capital Management Inc. other | Cap Partners, LLC independent RIA | Other | Sep 16, 2015 | Nov 22, 2016 (433 d) |
| Brendan Karl Easterday | Compass Advisory Partners LLC other | Cap Partners, LLC independent RIA | Other | Mar 25, 2013 | May 20, 2013 (56 d) |
| Karen Baker Tidwell | UBS Financial Services Inc. wirehouse | Cap Partners, LLC independent RIA | Wirehouse to independent RIA | Jan 25, 2010 | Jan 13, 2020 (3640 d) |
| Tanya Sue Spiller | Wells Fargo Advisors wirehouse | Cap Partners, LLC independent RIA | Wirehouse to independent RIA | Jun 16, 2009 | Jan 2, 2026 (6044 d) |
| James Glenn Haley | Banc Of America Investment Services, Inc. unclassified | Cap Partners, LLC independent RIA | Other | Mar 6, 2009 | Jun 3, 2009 (89 d) |
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7 moves match.