DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wea Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clancy Cramer | Thrivent Investment Management Inc. BD affiliated | Wea Financial Advisors, Inc. other | Other | Jul 9, 2024 | Sep 11, 2024 (64 d) |
| Anna Kayla Edelstein | Wells Fargo Advisors wirehouse | Wea Financial Advisors, Inc. independent RIA | Wirehouse to independent RIA | Nov 9, 2020 | Nov 17, 2020 |
| Scott Bradley Nelson | Wisco Investment Management LLC state registered | Wea Financial Advisors, Inc. independent RIA | Other | Jun 13, 2018 | Dec 9, 2019 (544 d) |
| Kristian Tait Lee | Harbour Investments, Inc. other | Wea Financial Advisors, Inc. independent RIA | Other | Dec 31, 2015 | Feb 15, 2016 (46 d) |
| Paul Michael Rushmann | Qa3 Financial LLC unclassified | Wea Financial Advisors, Inc. independent RIA | Other | Nov 19, 2004 | Dec 9, 2019 (5498 d) |
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5 moves match.