DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Insight Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melissa SendeMorgan Stanley wirehouseCapital Insight Partners, LLC independent RIAWirehouse to independent RIAMay 3, 2024May 21, 2024
Steven Terrell MahanCapital Client Group, Inc. no RAUMCapital Insight Partners, LLC independent RIAOtherJan 10, 2021Feb 24, 2021 (45 d)
Sara Ashley LaclairVoya Financial Advisors, Inc. BD affiliatedCapital Insight Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2018Oct 22, 2018
Jacob J ReidFoothill Securities, Inc. otherCapital Insight Partners, LLC otherOtherDec 13, 2016Jan 2, 2014
Germaine C CordesFoothill Securities, Inc. otherCapital Insight Partners, LLC otherOtherDec 8, 2016Jan 2, 2014
Margo HillAmeriprise Financial Services, LLC national BDCapital Insight Partners, LLC otherOtherSep 5, 2014Nov 5, 2014 (61 d)
Lance Taylor KnightMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Insight Partners, LLC otherOtherJun 15, 2009Jun 17, 2009
John Leslie StullFoothills Asset Management Ltd otherCapital Insight Partners, LLC otherOtherJan 5, 2009Jan 22, 2009
Craig Jason MccroryPacific West Financial Consultants Inc otherCapital Insight Partners, LLC otherOtherNov 5, 2008Apr 15, 2009 (161 d)
Steven Thomas NelsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Insight Partners, LLC otherOtherAug 20, 2008Aug 27, 2008
Susan Christine AnastasiadisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Insight Partners, LLC otherOtherAug 19, 2008Aug 27, 2008
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11 moves match.