DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Constellation Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julie M. Kist | LPL Financial LLC BD affiliated | Constellation Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2025 | Jul 15, 2025 (173 d) |
| Nicolas Allen Paxson | Ritter Daniher Financial Advisory LLC independent RIA | Constellation Wealth Advisors independent RIA | RIA to RIA | Feb 10, 2023 | Mar 25, 2023 (43 d) |
| Skye Garland | Johnson Investment Counsel, Inc. independent RIA | Constellation Wealth Advisors independent RIA | RIA to RIA | Aug 24, 2021 | Sep 10, 2021 |
| James Jonathan Hayes | Pegasus Partners independent RIA | Constellation Wealth Advisors independent RIA | RIA to RIA | Aug 13, 2021 | Sep 2, 2021 |
| Bradley Rice | Sandlapper Wealth Management, LLC independent RIA | Constellation Wealth Advisors independent RIA | RIA to RIA | Dec 31, 2020 | Aug 3, 2026 (2041 d) |
| Adam Davis Morton | Fort Washington Investment Advisors Inc institutional | Constellation Wealth Advisors independent RIA | Other | Aug 24, 2020 | Aug 18, 2020 |
| John Marshall Williams | Fifth Third Securities, Inc. other | Constellation Wealth Advisors other | Other | Jun 27, 2008 | Dec 20, 2010 (906 d) |
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7 moves match.