DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harlow Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Dobberfuhl | Fisher Investments independent RIA | Harlow Wealth Management, Inc. independent RIA | RIA to RIA | Nov 19, 2025 | Apr 16, 2026 (148 d) |
| Hillary Veronica Clarke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Harlow Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Aug 2, 2021 | Oct 7, 2021 (66 d) |
| Aaron Michael Argiso | Fisher Investments independent RIA | Harlow Wealth Management, Inc. independent RIA | RIA to RIA | Mar 25, 2021 | Jun 2, 2021 (69 d) |
| Zackery Barnett | Edward Jones national BD | Harlow Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2021 | Jan 27, 2021 |
| Sheri Marie Sanders | Ameriprise Financial Services, LLC national BD | Harlow Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2020 | Nov 30, 2020 (139 d) |
| Randy Earl Gay | Wells Fargo Advisors wirehouse | Harlow Wealth Management, Inc. independent RIA | Wirehouse to independent RIA | Sep 12, 2014 | Sep 24, 2014 |
| Tyler Joseph Nagel | Global Financial Private Capital, Inc. other | Harlow Wealth Management, Inc. independent RIA | Other | Oct 4, 2013 | Oct 4, 2013 |
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7 moves match.