DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at A & I Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Virginia Hui WuFidelity Personal And Workplace Advisors BD affiliatedA & I Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2021Sep 9, 2021 (55 d)
Peter Frederic LengsfeldForta Financial Group, Inc. otherA & I Wealth Management otherOtherJun 13, 2017May 19, 2017
Marla Anne MasonForta Financial Group, Inc. otherA & I Wealth Management otherOtherJun 13, 2017May 19, 2017
Bradley Derek HablutzelWoodbury Financial Services, Inc. otherA & I Wealth Management otherOtherMar 15, 2017Mar 10, 2017
Clayton John ShearerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherA & I Wealth Management otherOtherJan 11, 2016Jan 5, 2016
Courtney FolkertsFinancial Security Management, Inc otherA & I Wealth Management otherOtherAug 21, 2013Feb 20, 2014 (183 d)
Robert Schuler EberhardtEquitable Advisors, LLC national BDA & I Wealth Management otherOtherApr 9, 2013Apr 10, 2013
Judson E CassNorthwestern Mutual Investment Services,LLC otherA & I Wealth Management otherOtherJul 5, 2012Jul 12, 2012
Joyce M McdanielNfp Advisor Services, LLC otherA & I Wealth Management otherOtherJun 1, 2012Mar 5, 2013 (277 d)
Gregory GiuntoEquitable Advisors, LLC national BDA & I Wealth Management otherOtherMay 3, 2010May 5, 2010
Adam Blake PetersNfp Advisor Services, LLC otherA & I Wealth Management otherOtherOct 2, 2009Oct 13, 2009
Tyler Jeff PetersonTd Ameritrade Investment Management, LLC otherA & I Wealth Management otherOtherSep 9, 2008Jan 21, 2009 (134 d)
Julie Cameron MorganTransamerica Financial Advisors, LLC otherA & I Wealth Management otherOtherFeb 5, 2007Jan 13, 2009 (708 d)
Karl Fredrick FrankSunamerica Securities, Inc. unclassifiedA & I Wealth Management otherOtherJan 7, 2005Jan 5, 2009 (1459 d)
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14 moves match.