DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Heritage Wealth Management Group, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Nicklaus TekampCommonwealth Financial Network national BDHeritage Wealth Management Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIAMay 20, 2024May 31, 2024
Kevin Patrick HusseyFirst Trust Advisors LP asset managerHeritage Wealth Management Group, Ltd independent RIAOtherJun 26, 2023Aug 10, 2023 (45 d)
Patrick Michael RoganFidelity Personal And Workplace Advisors BD affiliatedHeritage Wealth Management Group, Ltd independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2022Jul 1, 2022
Christopher Ian DorseyWells Fargo Advisors wirehouseHeritage Wealth Management Group, Ltd otherOtherSep 24, 2020Oct 1, 2020
Michael Benjamin BroadhurstFinancial Counselors Of Virginia, Inc. unclassifiedHeritage Wealth Management Group, Ltd otherOtherJul 11, 2020Jul 11, 2020
John Rhett GarnerCapital One Advisors, LLC no RAUMHeritage Wealth Management Group, Ltd otherOtherJun 13, 2019Aug 6, 2019 (54 d)
Mark Howard TekampHighway Financial Networks otherHeritage Wealth Management Group, Ltd otherOtherSep 19, 2008Feb 24, 2009 (158 d)
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7 moves match.