DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vellum Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wesley Ray Brown | Wealthsource? independent RIA | Vellum Financial, LLC other | Other | Oct 26, 2024 | Sep 21, 2016 |
| Mark Peter Malek | Capital Markets Iq, LLC other | Vellum Financial, LLC other | Other | Aug 10, 2015 | Aug 25, 2015 |
| Kevin Charles Swanson | United Planners' Financial Services Of America A Limited Partner other | Vellum Financial, LLC other | Other | Feb 9, 2012 | Aug 27, 2012 (200 d) |
| Adam Farber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vellum Financial, LLC other | Other | Sep 10, 2009 | Sep 4, 2009 |
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4 moves match.