DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Essex Private Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shawn Michael MccarthyLittle House Capital, LLC independent RIAEssex Private Wealth Management LLC independent RIARIA to RIAApr 3, 2019Apr 8, 2019
Lionel James EdmonsonStrategic Advisers LLC national BDEssex Private Wealth Management LLC otherOtherAug 29, 2017Sep 6, 2017
Robert RubanoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEssex Private Wealth Management LLC independent RIAWirehouse to independent RIANov 16, 2016Aug 15, 2018 (637 d)
Dennis Carl WassungCabot Wealth Management otherEssex Private Wealth Management LLC otherOtherOct 25, 2016Jan 30, 2017 (97 d)
James David BagaSentinel Pension Advisors, LLC. otherEssex Private Wealth Management LLC otherOtherAug 26, 2016Aug 26, 2016
Brian Andrew WoodlandWoodland Asset Management, LLC unclassifiedEssex Private Wealth Management LLC otherOtherJul 30, 2008Sep 9, 2009 (406 d)
Peter Earl MulhollandFidelity Personal Trust Company, Fsb unclassifiedEssex Private Wealth Management LLC otherOtherMar 28, 2007Nov 30, 2011 (1708 d)
David Edward BunkerSentinel Pension Advisors, LLC. otherEssex Private Wealth Management LLC independent RIAOtherJan 13, 2004Aug 15, 2018 (5328 d)
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8 moves match.