DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Crescent Wealth Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Christian Endriss | M Holdings Securities, Inc. BD affiliated | Crescent Wealth Advisory, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 29, 2024 | Mar 21, 2024 (52 d) |
| Meridith Gail Mimbs | Morgan Stanley wirehouse | Crescent Wealth Advisory, LLC state registered | Wirehouse to a state-registered adviser | Feb 23, 2017 | Jun 20, 2018 (482 d) |
| Wajima Rasoul | Goldman Sachs Wealth Services, L.P. other | Crescent Wealth Advisory, LLC state registered | Other | May 16, 2016 | Sep 5, 2018 (842 d) |
| Jeffrey Cross Taylor | Nfp Advisor Services, LLC other | Crescent Wealth Advisory, LLC state registered | Other | Aug 24, 2009 | Sep 30, 2009 (37 d) |
| Timothy David Wyrobek | Nfp Advisor Services, LLC other | Crescent Wealth Advisory, LLC state registered | Other | Aug 24, 2009 | Aug 3, 2010 (344 d) |
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5 moves match.