DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Life Planning Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Anton Baksic | Western International Securities BD affiliated | Life Planning Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2024 | Aug 21, 2024 |
| Mao Chang Wang | Gradient Advisors, LLC independent RIA | Life Planning Advisors LLC independent RIA | RIA to RIA | Nov 8, 2021 | Feb 22, 2023 (471 d) |
| Timothy Todd Van Houten | J. W. Cole Advisors, Inc. independent RIA | Life Planning Advisors LLC other | Other | Oct 7, 2021 | Nov 30, 2021 (54 d) |
| Christian David Price | Woodbury Financial Services, Inc. BD affiliated | Life Planning Advisors LLC other | Other | Dec 1, 2017 | Jan 4, 2018 (34 d) |
| Todd Allyn Tessler | Raymond James Financial Services Advisors, Inc other | Life Planning Advisors LLC other | Other | Oct 1, 2013 | Nov 18, 2013 (48 d) |
| Jeffrey Bruce Goldman | Raymond James Financial Services Advisors, Inc other | Life Planning Advisors LLC other | Other | Mar 23, 2009 | Aug 24, 2009 (154 d) |
Page 1 of 1
6 moves match.